Compliance Officer Review

by UBS

Best Apprenticeship Employer

Rating

9.4/10
  • 1. Please give an overview of your role and what this involves on a day-to-day basis:

    • I work in the Monitoring, Surveillance and Controls team in Compliance. My normal day consists on me performing controls based on different types of taxonomies. The taxonomies that my team cover are Suitability, Conflicts of Interest, Cross Border, Anti Bribery and Corruption and Market Conduct. My day also varies as I have meetings with various different stakeholders

    8/10
  • 2. Have you learnt any new skills or developed existing skills?

    • Verbal and written communication, teamworking, presentational, Excel, time management skills etc

    10/10
  • 3. To what extent do you enjoy your programme?

    • I really enjoy the programme. Would strongly recommend to all interested parties.

    10/10
  • 4. How well organised/structured is your programme?

    • Clear deadlines throughout the year with enough time to speak to tutors on anything that isn't understood. Very well structured.

    9/10
  • 5. How much support do you receive from your employer?

    • Weekly check ins on apprenticeship programme and supports any additional time needed to complete the apprenticeship work.

    10/10
  • 6. How much support do you receive from your training provider when working towards your qualifications?

    • Multiple different courses and constant access to tutors. Lots of support received.

    9/10
  • 7. How well do you feel that your qualification (through your training provider) helps you to perform better in your role?

    • Learnt lots of content through the qualification that applies to my day-to-day role.

    9/10
  • 8. Are there extra-curricular activities to get involved in at your work? (For example, any social activities, sports teams, or even professional networking events.)

    • I have created a social football activity for members of the people on my floor to be involved in. ALso more formal professional networking events are held.

    10/10
  • 9a. Would you recommend UBS to a friend?

    • Yes

  • 9b. Why?

    • Amazing culture with so many talented professionals that help apprentices to learn. Would strongly recommend to anyone.

  • 10. What tips or advice would you give to others applying to UBS?

    • Do your research on the company and come to interviews prepared and ask lots of questions. The more questions asked, the more interested you seem.

Details

Level 3 Apprenticeship

Finance

London

April 2022

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